Full disclosure, without exception.

A Registered Investment Advisor.

Woodard & Company Asset Management Group, Inc. in 1985 registered with the United States Securities and Exchange Commission as a Registered Investment Advisor (CRD# 108199). Registration does not imply any level of skill or training, it is a regulatory status that brings with it a number of ongoing disclosure obligations, all of which our firm meets in full.

Form ADVForm ADVThe regulatory disclosure document a Registered Investment Advisor files with the SEC and provides to clients. Part 2A describes the firm’s services, fee structure, and potential conflicts of interest.Close × Part 2A Brochure.

The Form ADV Part 2A brochure contains detailed information about our firm’s business, services, fees, conflicts of interest (or lack thereof), custody arrangements, investment strategies, and disciplinary history. Part 2B brochure supplements covering each investment advisor representative are appended to the same document. We encourage every prospective client, and every current client, to read it carefully.

Download Form ADV Part 2A

Form ADV Part 3 (Form CRS).

Form CRS is the Client Relationship Summary required by the SEC. It is a brief, plain-language overview of our services, fees, conflicts of interest, and disciplinary history, intended to help retail investors compare investment advisory firms.

Download Form CRS

Wrap Fee Program Brochure.

Our discretionary clients custodied at Fidelity participate in a wrap fee program in which Woodard & Company pays Fidelity a flat fee out of our own resources in exchange for the right to trade client accounts without transaction costs. Clients are not charged a separate fee for custody or brokerage. The Wrap Fee Brochure describes the program in full.

Download Wrap Fee Brochure

Investment Adviser Public Disclosure.

The SEC’s Investment Adviser Public Disclosure (IAPD) system provides access to registration information, disciplinary history, and other regulatory filings for all Registered Investment Advisors. Our firm’s public record is available at no cost through the IAPD system.

View on SEC IAPD

Other disclosures.

• Privacy Policy — Available upon request and provided annually to clients
• Business Continuity Plan — Summary available upon request
• Proxy VotingProxy VotingThe process by which shareholders vote on matters put before a company’s shareholders, such as board elections or governance proposals. Advisors who exercise voting authority on client accounts must maintain a written policy.Close × Policy — Detailed in Form ADV Part 2A
• Code of Ethics — Available upon request

If you would like a physical copy of any of these documents, or if you have questions about our regulatory status, please contact our compliance officer.

Contact Compliance →